Financial services regtech and regulatory compliance forum 2018

cover image

Where to find it

Law Library — 2nd Floor Collection (2nd floor)

Call Number
KF1070.Z9 F563 2018
Status
Available

Authors, etc.

Names:

Contents

Commissioner Hester M. Peirce, U.S. Securities and Exchange Commission, The Why Behind the No: Remarks at the 50th Annual Rocky Mountain Securities Conference (May 11, 2018) / Clifford E. Kirsch Eversheds Sutherland (US) LLP -- Carole L. Basri and Irving Kagan, Ch. 11: Corporate Compliance Programs, Practising Law Institute, Corporate Legal Departments: Practicing Law in a Corporation (4th Edition) (October 2016) / Clifford E. Kirsch Eversheds Sutherland (US) LLP -- Scott W. Bauguess, Acting Director and Acting Chief Economist, DERA, U.S. Securities and Exchange Commission, Keynote Address, The Role of Big Data, Machine Learning and AI in Assessing Risks: A Regulatory Perspective, Remarks before the 19th Annual Operational Risk North America Conference New York, NY (June 21, 2017) / Scott W. Bauguess Deputy Director and Deputy Chief Economist, Division of Economic and Risk Analysis, U.S. Securities and Exchange Commission -- Compliance Challenges: Regulation SCI, Fintech, Information Technology and Cybersecurity (November 12, 2018) / James R. Burns Willkie Farr & Gallagher LLP Peter D. Santori Jacobson Segal (HK), Ltd. -- Eversheds Sutherland, Legal Alert: It s a Material World Why the SEC s Yahoo! Penalty Really Matters (May 4, 2018) / Michael Bahar Eversheds Sutherland (US) LLP -- Eversheds Sutherland, Legal Alert: The SEC Wants Companies to Talk About Cybersecurity (March 8, 2018) / Michael Bahar Eversheds Sutherland (US) LLP -- John Pruitt, Michael Bahar, Alexander Sand and Tony Ficarrotta, Eversheds Sutherland, Reactions, Ready to Sign on the Dotted Line? (November 2017) / Michael Bahar Eversheds Sutherland (US) LLP -- Michael Bahar, Susan Krawczyk, Ben Marzouk, Tony Ficarrotta and Issa Hanna, Eversheds Sutherland, Law 360, An Emerging Patchwork of Cybersecurity Rules (August 29, 2017) / Michael Bahar Eversheds Sutherland (US) LLP -- FINRA Report on Conflicts of Interest (October 2013) / Clifford E. Kirsch Eversheds Sutherland (US) LLP -- Attorney Client Privilege in Investigations: Evolving Standards / Benjamin Gruenstein Cravath, Swaine & Moore LLP

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