FinTech 2018

Where to find it

Authors, etc.

Names:

• Grafton, K. Susan, 1958-, chair
• Practising Law Institute, sponsoring body

Subjects

Subject Headings A:

• United States. Securities and Exchange CommissionUnited States. Securities and Exchange Commission
  >
  Rules and practice
• Financial Industry Regulatory AuthorityFinancial Industry Regulatory Authority
  >
  Rules and practice
• Financial Industry Regulatory Authority
• United States. Securities and Exchange Commission
• Stockbrokers
• Brokers
• Financial services industry
• Financial crises
• Investment advisors
• Conflict of interests
• Legal ethics

Other details

Description:

539 pages : illustrations, portraits ; 23 cm.

Series:

Corporate law and practice course handbook series ; Number B-2427

Published:

New York, New York : Practising Law Institute, [2018]
©2018

Language:

English

Notes:

"#220362"--Back cover
"Prepared for distribution at the FINTECH 2018, August 13, 2018"--Page 5.
Includes bibliographical references and index.

Genre or Form:

Rules

ISBN:

9781402432101
1402432100

OCLC Number:

1048628492

Related items

Series:

Corporate law and practice course handbook series no. 2427.