Enforcement 2018 : perspectives from government agencies

Where to find it

Authors, etc.

Names:

• McKown, Joan E., chair
• Owens, Richard D., chair
• Thomsen, Linda Chatman, chair
• Practising Law Institute, sponsoring body

Subjects

Subject Headings A:

• United States. Securities and Exchange CommissionUnited States. Securities and Exchange Commission
  >
  Rules and practice
• United States. Dodd-Frank Wall Street Reform and Consumer Protection Act
• United States. Securities and Exchange Commission. Division of EnforcementUnited States. Securities and Exchange Commission. Division of Enforcement
  >
  Cases
• United States. Commodity Futures Trading Commission. Division of EnforcementUnited States. Commodity Futures Trading Commission. Division of Enforcement
  >
  Rules and practice
• Public Company Accounting Oversight BoardPublic Company Accounting Oversight Board
  >
  Cases
• Securities fraud
• Fraud
• Investment advisors
• Whistle blowing
• Corporation lawCorporation law
  >
  Criminal provisions
• CorporationsCorporations
  >
  Corrupt practices
• Financial services industryFinancial services industry
  >
  Reform
• InvestmentsInvestments
  >
  Accounting
• Financial institutionsFinancial institutions
  >
  Government policy
• CorporationsCorporations
  >
  Auditing
• LawyersLawyers
  >
  Discipline
• Legal ethics

Other details

Description:

589 pages : illustrations ; 23 cm.

Series:

Corporate law and practice course handbook series ; number B-2408

Published:

New York, New York : Practising Law Institute, [2018]

Language:

English

Notes:

"Prepared for distribution at the Enforcement 2018: Perspectives from Government Agencies Program, New York City, May 9, 2018"--Page 5.
"#220520"--Back cover.
Includes bibliographical references and index.

Genre or Form:

Rules and practice
Cases

ISBN:

9781402431654
1402431651

OCLC Number:

1035635329

Related items

Series:

Corporate law and practice course handbook series no B-2408.