Chapter 1 : What Is Fiduciary Investment Advice? / Andrew J. Donohue Shearman & Sterling LLP -- Fiduciary Investment Advice: The Legal Framework for National Banks (February 22, 2018) / Mary C. Downie Associate General Counsel and Vice President, BMO Financial Group -- Fiduciary Investment Advice: The Legal Framework (Substantive Outline) / David C. Kaleda Groom Law Group, Chartered -- Fiduciary Investment Advice and Conflicts of Interest Litigation, Enforcement, and Regulatory Priorities / Emily P. Gordy McGuireWoods LLP -- Debevoise & Plimpton, Client Update, OCIE 2018 Examination Priorities Focus on Retail, but Private Fund Sponsors Still in Crosshairs (February 13, 2018) / Julie M. Riewe Debevoise & Plimpton LLP -- U.S. Securities and Exchange Commission, Announcement, Share Class Selection Disclosure Initiative (February 12, 2018) / Emily P. Gordy McGuireWoods LLP Julie M. Riewe Debevoise & Plimpton LLP -- U.S. Securities and Exchange Commission, Division of Enforcement, Share Class Selection Disclosure Initiative, Questionnaire for Self Reporting Advisors / Emily P. Gordy McGuireWoods LLP Julie M. Riewe Debevoise & Plimpton LLP -- Debevoise & Plimpton, Client Update, SEC s Division of Enforcement Announces Self Reporting Program for Advisers Who Failed to Disclose Conflicts in Share Class Selection (February 13, 2018) / Julie M. Riewe Debevoise & Plimpton LLP -- Julie M. Riewe, Co Chief, Asset Management Unit, Division of Enforcement, U.S. Securities and Exchange Commission, Speech, Conflicts, Conflicts Everywhere Remarks to the IA Watch 17th Annual IA Compliance Conference: The Full 360 View (February 26, 2015) / Emily P. Gordy McGuireWoods LLP Julie M. Riewe Debevoise & Plimpton LLP -- U.S. Securities and Exchange Commission, Division of Enforcement, Annual Report, A Look Back at Fiscal Year 2017 / Emily P. Gordy McGuireWoods LLP Julie M. Riewe Debevoise & Plimpton LLP -- FINRA: 2018 Annual Regulatory and Examination Priorities Letter (January 2018) / Emily P. Gordy McGuireWoods LLP Julie M. Riewe Debevoise & Plimpton LLP -- FINRA, Report on Conflicts of Interest (October 2013) / Emily P. Gordy McGuireWoods LLP Julie M. Riewe Debevoise & Plimpton LLP -- Administrative Complaint, In re: Scottrade, Inc., Dkt. No. E 2017 0045 (Mass. Feb. 15, 2018) / Emily P. Gordy McGuireWoods LLP Julie M. Riewe Debevoise & Plimpton LLP -- U.S. Securities and Exchange Commission, Office of Compliance Inspections and Examinations, 2018 National Exam Program Examination Priorities / Emily P. Gordy McGuireWoods LLP Julie M. Riewe Debevoise & Plimpton LLP -- Gwendolyn A. Williamson and Matthew S. Williams, Fiduciary Investment Advice: Emerging Legislation and Regulations and Other Recent Developments as of February 23, 2018 / Gwendolyn A. Williamson Perkins Coie LLP
