volume 1. Sections 1:1-4:111. The basic coverage of the securities laws ; Registration requirements of the Securities Act of 1933 ; The 1933 Act registration process and disclosure ; Exemptions from 1933 Act registration -- volume 2. Sections 4:112-10:26. Exemptions from 1933 Act registration (continued) ; The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act ; IPO practices : manipulation, stabilization, and hot issues ; Remedies for violation of the Securities Act of 1933 (and other consequences of deficient registration statements) ; State securities laws ("blue sky" laws) ; Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies ; Shareholder suffrage : proxy regulation -- volume 3. Sections 10:27-12:86. Shareholder suffrage : proxy regulation (continued) ; Tender offer and takeover regulation ; Manipulation and fraud : civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information -- volume 4. Sections 12:87-14:44. Manipulation and fraud : civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information (continued) ; Insider reporting and short-swing trading : Securities Exchange Act section 16 ; Market regulation, broker-dealer regulation, credit rating agencies -- volume 5. Sections 14:45-16:17. Market regulation, broker-dealer regulation, credit rating agencies (continued) ; Arbitration of broker-dealer disputes ; Operation of the Securities and Exchange Commission -- volume 6. Sections 16:18-23:8. Operation of the Securities and Exchange Commission (continued) ; Jurisdictional aspects of the Federal Securities laws ; The SEC's former role in public utility regulation : the history of the repealed Public Utility holding Company Act of 1935 and transfer of authority from the SEC to the Federal Energy Regulatory Commission ; Debt securities and protection of bondholders : the Trust Indenture Act of 1939 ; Federal regulation of investment companies : the Investment Company Act of 1940 ; Investment Advisers Act of 1940 ; Overview of related laws ; Overview of related laws dealing with securities transfers -- volume 7. Appendix ; tables ; index.
