Enforcement 2015 : perspectives from government agencies

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Where to find it

Law Library — 2nd Floor Collection (2nd floor)

Call Number
KF1063.Z9 E64 2015
Status
Available

Authors, etc.

Names:

Contents

Partial contents: Trends in SEC Enforcement & Internal Investigations (February 13, 2015) / Colleen P Mahoney Skadden, Arps, Slate, Meagher & Flom LLP Charles F Walker Skadden Arps Slate Meagher & Flom LLP Erich T Schwartz Skadden, Arps, Slate, Meagher & Flom LLP Andrew M Lawrence Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates Joshua A Ellis Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates -- Expanded Anti Manipulation Authority to Prohibit Fraudulent and Manipulative Behavior; CFTC Disruptive Trading Practices Interpretive Guidance (April 24, 2015) / Kenneth M Raisler Sullivan & Cromwell LLP -- United States, v. Bank of America Corp., et al., Settlement (August 20, 2014) / Steven Peikin Sullivan & Cromwell LLP -- BNP Paribas Plea Agreement, Information, Statement of Facts/Money Judgement & Forfeiture (June 27, 2014) / Steven Peikin Sullivan & Cromwell LLP -- In the Matter of E*Trade Securities, LLC and G1 Execution Services, LLC, Administrative Proceeding, Order Instituting Administrative and Cease and Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions and a Cease and Desist Order (October 9, 2014) / Steven Peikin Sullivan & Cromwell LLP -- U.S. Department of Justice Letter Re: United States v. S.A.C. Capital Advisors, L.P., et al., 13 Cr. 541 (LTS) (November 2013) / Steven Peikin Sullivan & Cromwell LLP -- SEC v. CR Intrinsic Investors, LLC, U.S. Disctrict Court, (S.D.N.Y.), Opinion and Order (June 18, 2014) / Steven Peikin Sullivan & Cromwell LLP -- Deputy Assistant Attorney General Sung Hee Suh Speaks at the PLI s 14th Annual Institute on Securities Regulation in Europe: Implications for U.S. Law on EU Practice, Justice News (January 20, 2015) / Steven Peikin Sullivan & Cromwell LLP -- Remarks by Principal Deputy Assistant Attorney General for the Criminal Division Marshall L. Miller at the Global Investigation Review Program, New York, Justice News (September 17, 2014) / Steven Peikin Sullivan & Cromwell LLP -- Attorney General Holder Remarks on Financial Fraud Prosecutions at NYU School of Law, New York City, NY, United States, Justice News (September 17, 2014) / Steven Peikin Sullivan & Cromwell LLP -- SEC Keynote Address at Compliance Week 2014, Commissioner Kara M. Stein, Washington, D.C. (May 19, 2014) / Steven Peikin Sullivan & Cromwell LLP -- SEC Speech: All Encompassing Enforcement: The Robust Use of Civil and Criminal Actions to Police the Markets, Chair Mary Jo White (March 31, 2014) / Steven Peikin Sullivan & Cromwell LLP -- PLI Panel Outline of Discussion Topics / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- United States v. Newman, 773 F.3d 438 (2014) (Decided: December 10, 2014) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- Wilmer Hale Client Memo: Recent Insider Trading Decision (December 23, 2014) / William R McLucas Wilmer Cutler Pickering Hale and Dorr LLP Yoon Young Lee Wilmer Cutler Pickering Hale and Dorr LLP Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP Harry J Weiss Wilmer Cutler Pickering Hale and Dorr LLP Matthew T Martens Wilmer Cutler Pickering Hale & Dorr LLP Elizabeth Mitchell Wilmer Cutler Pickering Hale & Dorr LLP Jaclyn Moyer Wilmer Cutler Pickering Hale & Dorr LLP Jonathan S Pressman Wilmer Cutler Pickering Hale & Dorr LLP Nicole Rabner Wilmer Cutler Pickering Hale & Dorr LLP -- United States v. Newman, Petition of the United States of America for Rehearing and Rehearing En Banc, U.S. Court of Appeals, Second Circuit (January 23, 2015) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- United States v. Newman, Brief for the Securities and Exchange Commission as Amicus Curiae Supporting the Petition of the United States for Rehearing or Rehearing En Banc, U.S. Court of Appeals, Second Circuit (RJS) (January 2015) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- United States v. Conradt, et al., 12 Cr. 887 (ALC), U.S. District Court, (S.D.N.Y.), (January 22, 2015) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- In the Matter of Bolan, Jr. and Ruggieri, Order, Securities and Exchange Commission (February 12, 2015) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- Remarks to the American Bar Association s Business Law Section Fall Meeting, Andrew Ceresney, Director, SEC Division of Enforcement, Washington D.C. (November 21, 2014) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- SEC s Piwowar Questions Use of In House Courts (February 20, 2015) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP Stephanie Russell Kraft -- Chau v. U.S. Securities and Exchange Commission, 2014 WL 6984236 (S.D.N.Y.) (December 11, 2014) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- Bebo v. SEC, Complaint, U.S. District Court, E.D. Wis. (January 2, 2015) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- Duka v. U.S. Securities and Exchange Commission, Complaint for Declaratory and Injunctive Relief / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- Jarkesy, Jr. and Patriot28, LLC v. U.S. Securities and Exchange Commission, Civil Docket (August 11, 2014) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- Jarkesy, Jr. and Patriot28, LLC v. U.S. Securities and Exchange Commission, On Appeal from the United States District Court for the District of Columbia, Brief of the Defendant Appellee, U.S. Securities and Exchange Commission (January 28, 2015) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- Whitman v. United States, 135 S.Ct. 352 (November 10, 2014) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- 17 C.F.R. 240.10b5 1, Trading on the basis of material nonpublic information in insider trading cases (Current Through February 19, 2015) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- Egan v. Tradingscreen, Inc., 2011 WL 1672066 (S.D.N.Y.) (May 4, 2011) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- Nollner and Nollner v. Southern Baptist Convention, Inc., 852 F.Supp.2d 986 (April 3, 2012) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- Kramer v. Trans Lux Corp., 2012 WL 4444820 (D.Conn.) (September 25, 2012) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- Berman v. Neo@Ogilvy LLC, 2014 WL 6860583 (S.D.N.Y.) (December 5, 2014) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- Berman v. Neo@Ogilvy LLC and WPP Group USA, Inc., On Appeal from the United States District Court for the Southern District of New York, Brief of the Securities and Exchange Commission, Amicus Curiae in Support of the Appellant (February 6, 2015) / Mark D Cahn Wilmer Cutler Pickering Hale and Dorr LLP -- Selected Ethics Topics (February 16, 2015) / Dixie L Johnson King & Spalding -- King & Spalding Memo: 2014 Update on the SEC s Lawyer Discipline Program (September 4, 2014) / Dixie L Johnson King & Spalding Matthew B Hanson King & Spalding LLP

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